When was Smart RIA founded?

Smart RIA was founded in 2011 and raised its 1st funding round 5 years after it was founded.

Where is Smart RIA located?

Smart RIA is headquartered in Knoxville, United States.

How many employees does Smart RIA have?

As of Mar 31, 2026, the latest employee count at Smart RIA is 16.

Is Smart RIA a funded company?

Smart RIA is a funded company, having raised a total of $125K across 4 funding rounds to date. The company's 1st funding round was a $***** Seed round, raised on Feb 18, 2016.

When was the latest funding round of Smart RIA?

Smart RIA's latest funding was a $***** Seed round on Nov 15, 2022, with participation from 1 investor. Its primary sector is GRC Software. In United States, the GRC Software sector has seen $605M in funding in 2026 to date.

Where does Smart RIA rank among its competitors?

Smart RIA ranks 28th amongst 173 active competitors, of which 31 are funded. It stands 9th in terms of total funding among its competitors. The most recent competitor to raise funding was Traydstream, which secured $11M in Aug, 2025.

Who are the top competitors of Smart RIA?

Smart RIA's top competitors include Symphony, Duco and Traydstream. Among them, Traydstream secured the most recent funding round in August, 2025.

Smart RIA - 2026 Company Profile, Team, Funding & Competitors

Smart RIA is a seed company based in Knoxville (United States), founded in 2011 by Roger Kiger. It operates as a Cloud based platform that offers compliance management solutions. Smart RIA has raised $125K in funding from RevTech Labs. The company has 173 active competitors, including 31 funded and 39 that have exited. Its top competitors include companies like Symphony, Duco and Traydstream.

Company Details

Cloud based platform that offers compliance management solutions. The platform offers compliance software to registered investment advisors. It offers daily custodian updates, cloud file storage, contact management system, audit prep guidelines, compliance deficiency alerts, risk tolerance, and account allocation services.

Website: smart-ria.com
Social
Phone Number: +1 **********

Key Metrics

Founded Year

2011

Location

Knoxville, United States

Stage

Seed

Total Funding

$125K in 4 rounds

Latest Funding Round

Seed, Nov 15, 2022, $*****

Investors

RevTech Labs & 3 more

Ranked

28^th among 173 active competitors

Employee Count

16 as on Mar 31, 2026

Similar Companies

Symphony & 165 more

View Smart RIA's full profile

Smart RIA is associated with 1 legal entity given below:

Legal Entity Name	Date of Incorporation	Revenue	Latest Employee Count	Documents
Smart-RIA Ventures, LLC CIN: 811284723 , United States, Active	Dec 31, 2010	-	-	-

Smart RIA has raised a total funding of $125K over 4 rounds. Its first funding round was on Feb 18, 2016. Its latest funding round was a Seed round on Nov 15, 2022 for $*****. 1 investor participated in its latest round. Smart RIA has 4 institutional investors.

Here is the list of recent funding rounds of Smart RIA:

Filter this list

Date of Funding	Funding Amount	Round Name	Post-Money Valuation	Revenue Multiple	Lead Investors	Other Investors
Nov 15, 2022	6613106	Seed	9063980	3289391	4314491	1883435
Jun 21, 2022	9980609	Seed	9031103	8770159	8527345	Compound
Sep 15, 2017	1411881	Seed	5476292	9338020	8811428	5010717

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View details of Smart RIA's funding rounds and investors

The founders of Smart RIA is Roger Kiger.

Here are the details of Smart RIA's key team members:

Roger Kiger: Founder of Smart RIA.
Mac Bartine: CEO of Smart RIA.

View details of Smart RIA's Founder profiles and Board Members

Smart RIA's employee count trend

Smart RIA has 16 employees as of Mar 26. Here is Smart RIA's employee count trend over the years:

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Top competitors of Smart RIA include Symphony, Duco and Traydstream. Here is the list of Top 10 competitors of Smart RIA, ranked by Tracxn score:

Rank	Company Details	Short Description	Total Funding	Investors	Tracxn Score
1st	Symphony 2014, New York City (United States), Series E	Compliance management solutions for financial institutions	$461M	Societe Generale, Google & 38 others	73/100
2nd	Duco 2010, London (United Kingdom), Acquired	SAAS reconciliation solution for financial services firms	$35.3M	CME Group, Insight Partners & 10 others	67/100
3rd	Traydstream 2015, London (United Kingdom), Series B	Trade finance document processing solution to lenders	$66.2M	Pivot Investment Partners, Spearhead & 19 others	65/100
4th	Theta Lake 2017, San Mateo (United States), Series B	AI-based solutions for video communication compliance	$71M	Lightspeed Venture Partners, Battery Ventures ... & 10 others	64/100
5th	Smarsh 2001, Portland (United States), Acquired	Provider of communications data governance and archiving platform using artificial intelligence	$6.68M	Toba Capital, Golub Growth & 3 others	63/100
6th	FundApps 2010, London (United Kingdom), Series A	Provider of automated software for regulatory compliance monitoring and reporting	-	Scottish Equity Partners, Hermes GPE & 1 others	61/100
7th	Shield 2017, Gribskov (Denmark), Series B	AI-powered digital communications governance and archiving	$35M	Macquarie, OurCrowd & 4 others	61/100
8th	Mitek 1985, San Diego (United States), Public	Provider of AI-driven solutions for identity verification and fraud prevention	-	Northland Securities, William Blair & 4 others	60/100
9th	Nitrogen Wealth 2011, Auburn (United States), Acquired	Client engagement solutions for wealth management firms	$23.7M	FTV Capital, West Loop Ventures & 2 others	59/100
10th	Fair Play 2020, Los Angeles (United States), Series A	Developer of an AI-based automated fair lending compliance management solution	$24.5M	Nyca Partners, TTV Capital & 12 others	59/100
28th	Smart RIA 2011, Knoxville (United States), Seed	Cloud based platform that offers compliance management solutions	$125K	Compound, Connetic Ventures & 2 others	48/100