Ria Compliance - About the company
Ria Compliance is an unfunded company based in Plymouth Meeting (United States), founded in 2010. It operates as a Provider of regulatory compliance consulting services to registered investment advisors (RIAs) and investment firms. Ria Compliance has not raised any funding yet. The company has 37 active competitors, including 4 funded and 9 that have exited. Its top competitors include companies like OnFinance AI, Continuity and Greenlite.
Company Details
Provider of regulatory compliance consulting services to registered investment advisors (RIAs) and investment firms. The firm helps RIAs navigate complex securities regulations, reducing the risk of costly non-compliance. Expert consultants offer personalized guidance to support compliance efforts.
Key Metrics
Founded Year
2010
Location
Plymouth Meeting, United States
Stage
Unfunded
Ranked
37th among 37 active competitors
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Ria Compliance's funding and investors
Ria Compliance has not raised any funding rounds yet.
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Ria Compliance's Competitors and alternates
Top competitors of Ria Compliance include OnFinance AI, Continuity and Greenlite. Here is the list of Top 10 competitors of Ria Compliance, ranked by Tracxn score:
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Rank | Company Details | Short Description | Total Funding | Investors | Tracxn Score |
|---|---|---|---|---|---|
1st |  OnFinance AI 2023, Bengaluru (India), Seed | AI based compliance management solutions for financial services | $5.25M | 67/100 | |
2nd | Continuity 2008, New Haven (United States), Acquired | AI-based platform for risk and compliance solutions | $23.7M | 56/100 | |
3rd | Greenlite 2015, San Francisco (United States), Unfunded | Provider of AI agents for financial crime and compliance automation | - | - | 52/100 |
4th |  Wecan 2015, Geneve (Switzerland), Seed | Blockchain enabled compliance management solutions for financial institutions | $3.77M | 51/100 | |
5th | Pelican 1993, London (United Kingdom), Acquired | Provides AI-powered solutions for payments and financial crime compliance | - | - | 51/100 |
6th | Cognext 2019, New York (United States), Unfunded | Cloud-based regulatory compliance & analytical solution for financial institutions | - | - | 44/100 |
7th | Scorechain 2015, Luxembourg (Luxembourg), Public | Cloud-based regulatory compliance solution for bitcoin and blockchain | $2.9M | 42/100 | |
8th | ProtoMinds 2015, Milpitas (United States), Acquired | Data monitoring & compliance solutions | - | - | 38/100 |
9th |  Quantum Data Engines 2011, Hyderabad (India), Unfunded | Compliance and risk management solutions for financial institutions | - | - | 38/100 |
10th |  NeurofinAI Technologies 2024, Bengaluru (India), Seed | Generative AI solutions for financial service applications | $1.6M | 35/100 | |
37th | Ria Compliance 2010, Plymouth Meeting (United States), Unfunded | Provider of regulatory compliance consulting services to registered investment advisors (RIAs) and investment firms | - | - | 16/100 |
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Ria Compliance's Investments and acquisitions
Ria Compliance has made no investments or acquisitions yet.
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